金融犯罪的微观主体特征分析——基于网络数据挖掘的实证研究

论文总字数：28320字

摘 要

金融是国家经济的命脉，是现代经济的核心。金融在调节、控制国民经济运作、实现国民经济稳定和发展方面有着重大作用。金融犯罪对我国社会经济秩序造成严重危害，不仅侵害国家对金融秩序的管理，也严重损害了广大投资者的合法权益。

随着经济的发展，金融犯罪成为一种常见的犯罪类型。学界关于金融犯罪的金融学研究、法学研究很多，但是，它主要侧重于金融犯罪的分类、特点、风险与预防以及与其相关的刑法制度、监管规制等宏观整体角度。由于数据局限，很难从微观视角研究金融犯罪微观主体特征。对于金融犯罪微观主体的认识，人们更多的停留在媒体的报道上，过于单一化、个体化，没有整体的认识。无法对金融犯罪微观主体特征有整体的认知，无法观察进行金融犯罪的微观主体之间是否存在某种共性。

本选题通过基于网络数据挖掘，对金融犯罪的微观主体特征进行分析。手工收集中国裁判文书网中有关金融犯罪的案例，对样本数据整合。选取相关变量建模，进行实证研究。希望通过本选题，打破人们对于金融犯罪微观主体单一化、个体化的认知，建立起金融犯罪微观主体的特征，找到他们之间的共性。同时，借此提供给相关金融犯罪监管部门一些特征指标，便于开展金融犯罪的预防工作。

关键字：金融犯罪 微观主体 特征 数据挖掘

ABSTRACT

Finance is the lifeblood of the national economy and finance is the core of the modern economy. It plays a major role in regulating and controlling the operation of the national economy and realizing the stability and development of the national economy. Financial crimes cause serious harm to China's social and economic order, not only infringing on the state's management of the financial order, but also seriously damaging the legitimate rights and interests of investors.

With economic development, financial crime has become a common type of crime. At present, there are many financial studies and legal studies on financial crimes in academic circles. However, it mainly focuses on the characteristics of the classification of financial crime, financial crime, risk and prevention of financial crime, the criminal justice system financial crime, regulation of financial crimes and other macro holistic perspective. Due to data limitations, it is difficult to study the micro-subject characteristics of financial crime from a micro perspective. For the understanding of the micro-subjects of financial crimes, people are more likely to stay in the media reports, too singular, individualized, and have no overall understanding. It is impossible to have an overall understanding of the micro-subjects of financial crimes, and it is impossible to observe whether there is some commonality between the micro-subjects of financial crimes.

This topic based network data mining for financial crimes microscopic principal characteristics were analyzed. Manually collect cases of financial crimes in the China Judgment Document Network and integrate sample data. Select relevant variables to model and conduct empirical research. It is hoped that through this topic, people will break the cognition of the simplification and individualization of the micro-subjects of financial crimes, establish the characteristics of the micro-subjects of financial crimes, and find commonalities between them. At the same time, it provides some relevant indicators for the relevant financial crime supervision departments to facilitate the prevention of financial crimes.

Keywords: financial crime；Microscopic subject；Characteristic；Data mining

目 录

摘要 I

ABSTRACT II

第一章 绪论 1

1.1研究背景 1

1.2研究意义 1

1.3文献综述 3

1.3.1金融犯罪定义 3

1.3.2金融犯罪分类研究 4

1.3.3金融犯罪现状及预防 4

1.3.4小结 5

1.4全文结构 6

1.5创新与不足 6

第二章 我国金融犯罪现状分析 8

2.1金融犯罪现状整体分析 8

2.2 2018年我国金融犯罪现状的进一步分析 12

2.3 小结 14

第三章 模型与数据 15

3.1数据来源 15

3.2描述性统计 16

3.3实证模型构建 18

3.3.1整体金融犯罪微观主体特征实证模型构建 18

3.3.2按地区分类金融犯罪微观主体特征实证模型构建 19

第四章 金融犯罪微观主体特征实证分析 21

4.1整体金融犯罪微观主体特征实证分析 21

4.1.1金融犯罪的罚金数额回归实证分析 21

4.1.2金融犯罪主角的性别回归实证分析 22

4.2按地区分类金融犯罪微观主体特征实证模型构建 23

4.2.1按地区分类金融犯罪的罚金数额回归实证分析 23

4.2.2按地区分类金融犯罪主角的性别回归实证分析 24

第五章 结论及展望 26

5.1结论 26

5.2展望 27

参考文献 28

致 谢 30

第一章 绪论

本章将介绍本文的研究背景、意义，对前人关于这一问题的研究进行文献综述，最后指出本文的创新点与不足。

剩余内容已隐藏，请支付后下载全文，论文总字数：28320字